Senior Compliance Analyst

Legal and Compliance @Grayson Talent

Job Description

Our client is seeking to recruit a Senior Compliance Analyst to join their team. The ideal candidate will report to the Compliance Officer and assisted by Compliance Assistants.

Duties and Responsibilities:

  • Assisting the Compliance Officer in the daily duties.
  • Drafting AML / Compliance / other reports.
  • Assisting with Independent Compliance Audits.
  • Assisting with FSC inspections.
  • Reviewing and collating KYC documents of prospective clients.
  • Conducting risk-rating of existing and prospective clients.
  • Screening existing and prospective clients / companies.
  • Ensuring that all records are properly kept.
  • Conducting transaction monitoring
  • Reviewing expiry of KYC documents of existing clients and issuing request letters.
  • Other ad hoc duties.

Qualifications and Experience:

  • At least 2 years of relevant experience.
  • Degree Holder (minimum 2:1 in Management / Law / Finance).

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